George W Whitney's Form 4 filing
Sprott Focus Trust Inc. (FUND) · filed Apr 12, 2022
- Accession no.
- 0000899243-22-014553
- Filed
- Apr 12, 2022
- Trade date
- Jan 24, 2022
- Filing delay
- 78 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $53.3K. It was filed 78 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| George W WhitneyCIK 0001185838 | Director, 10% Owner, Other: Senior Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock | PPurchaseAcquired | +6,743 | $7.91 | +$53,337.13 | 611,734 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.