Lee Yuchun's Form 4 filing
Vertex Pharmaceuticals Inc (VRTX) · filed Apr 12, 2022
- Accession no.
- 0000899243-22-014551
- Filed
- Apr 12, 2022
- Trade date
- Apr 8-11, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.12M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee YuchunCIK 0001334365 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $81.54 | +$163,080 | 3,875 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −418 | $276.62F2,F3 | −$115,627.16 | 3,457 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −430 | $277.29F2,F4 | −$119,234.7 | 3,027 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −700 | $279.36F2,F5 | −$195,552 | 2,327 | Direct | |
| Apr 8, 2022 | Common Stock | SSaleDisposed | −452 | $280.37F2,F6 | −$126,727.24 | 1,875 | Direct | |
| Apr 11, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $81.54 | +$163,080 | 3,875 | Direct | |
| Apr 11, 2022 | Common Stock | SSaleDisposed | −922 | $279.81F2,F7 | −$257,984.82 | 2,953 | Direct | |
| Apr 11, 2022 | Common Stock | SSaleDisposed | −968 | $280.62F2,F8 | −$271,640.16 | 1,985 | Direct | |
| Apr 11, 2022 | Common Stock | SSaleDisposed | −110 | $281.58F2,F9 | −$30,973.8 | 1,875 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 10,000 | Direct | |
| Apr 11, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 8,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Mr. Lee undertakes to provide (upon request by the SEC staff, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
Referenced by the price of 7 transactions in Table I.
- F3
Open market sales reported on this line occurred at a weighted average price of $276.62 (range $276.08 to $276.81).
Referenced by the price of 1 transaction in Table I.
- F4
Open market sales reported on this line occurred at a weighted average price of $277.29 (range $277.16 to $277.46).
Referenced by the price of 1 transaction in Table I.
- F5
Open market sales reported on this line occurred at a weighted average price of $279.36 (range $278.86 to $279.74).
Referenced by the price of 1 transaction in Table I.
- F6
Open market sales reported on this line occurred at a weighted average price of $280.37 (range $280.06 to $281.02).
Referenced by the price of 1 transaction in Table I.
- F7
Open market sales reported on this line occurred at a weighted average price of $279.81 (range $279.29 to $280.18).
Referenced by the price of 1 transaction in Table I.
- F8
Open market sales reported on this line occurred at a weighted average price of $280.62 (range $280.31 to $281.28).
Referenced by the price of 1 transaction in Table I.
- F9
Open market sales reported on this line occurred at a weighted average price of $281.58 (range $281.55 to $281.58).
Referenced by the price of 1 transaction in Table I.