Griffith William J.G.'s Form 4 filing
Braze, Inc. (BRZE) · filed Apr 8, 2022
- Accession no.
- 0000899243-22-014348
- Filed
- Apr 8, 2022, 4:15 PM ET
- Trade date
- Apr 6-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market purchases total $13.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griffith William J.G.CIK 0001688124 | 10% Owner |
| Makan DiveshCIK 0001688143 | 10% Owner |
| ICONIQ Strategic Partners VI GP, L.P.CIK 0001864748 | 10% Owner |
| ICONIQ Strategic Partners VI, L.P.CIK 0001864753 | 10% Owner |
| ICONIQ Strategic Partners VI-B, L.P.CIK 0001864759 | 10% Owner |
| ICONIQ Strategic Partners VI TT GP, Ltd.CIK 0001889266 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 6, 2022 | Class A Common Stock | PPurchaseAcquired | +17,094 | $36.93F1 | +$631,296.8 | 161,670 | Direct | |
| Apr 6, 2022 | Class A Common Stock | PPurchaseAcquired | +21,505 | $36.93F1 | +$794,199 | 201,929 | Indirect | |
| Apr 6, 2022 | Class A Common Stock | PPurchaseAcquired | +60,830 | $37.49F4 | +$2,280,699.19 | 222,500 | Direct | |
| Apr 6, 2022 | Class A Common Stock | PPurchaseAcquired | +75,740 | $37.49F4 | +$2,839,719.82 | 277,669 | Indirect | |
| Apr 7, 2022 | Class A Common Stock | PPurchaseAcquired | +75,480 | $37.63F5 | +$2,840,440.72 | 297,980 | Direct | |
| Apr 7, 2022 | Class A Common Stock | PPurchaseAcquired | +94,089 | $37.63F5 | +$3,540,729.02 | 371,758 | Indirect | |
| Apr 7, 2022 | Class A Common Stock | PPurchaseAcquired | +7,238 | $38.00 | +$275,044 | 305,218 | Direct | |
| Apr 7, 2022 | Class A Common Stock | PPurchaseAcquired | +9,140 | $38.00 | +$347,320 | 380,898 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.125 to $37.1225. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.125 to $38.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.00 to $37.995. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 2 transactions in Table I.