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Taneja Vaibhav's Form 4 filing

Tesla, Inc. (TSLA) · filed Apr 7, 2022

Accession no.
0000899243-22-014308
Filed
Apr 7, 2022
Trade date
Apr 5, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.32M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Taneja VaibhavCIK 0001771340Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 5, 2022Common StockMOption exerciseAcquired+7,000$54.66+$382,62031,684.75Direct
Apr 5, 2022Common StockSSaleDisposed−300$1,089.70F3−$326,91031,384.75Direct
Apr 5, 2022Common StockSSaleDisposed−248$1,090.82F4−$270,523.3631,136.75Direct
Apr 5, 2022Common StockSSaleDisposed−400$1,092.49F5−$436,99630,736.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,093.70−$109,37030,636.75Direct
Apr 5, 2022Common StockSSaleDisposed−200$1,096.05F6−$219,21030,436.75Direct
Apr 5, 2022Common StockSSaleDisposed−200$1,097.15F7−$219,43030,236.75Direct
Apr 5, 2022Common StockSSaleDisposed−300$1,098.57F8−$329,57129,936.75Direct
Apr 5, 2022Common StockSSaleDisposed−200$1,099.58F9−$219,91629,736.75Direct
Apr 5, 2022Common StockSSaleDisposed−600$1,101.87F10−$661,12229,136.75Direct
Apr 5, 2022Common StockSSaleDisposed−300$1,103.00F11−$330,90028,836.75Direct
Apr 5, 2022Common StockSSaleDisposed−200$1,104.14F12−$220,82828,636.75Direct
Apr 5, 2022Common StockSSaleDisposed−200$1,105.86F13−$221,17228,436.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,106.80−$110,68028,336.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,108.28−$110,82828,236.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,109.71−$110,97128,136.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,112.69−$111,26928,036.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,114.19−$111,41927,936.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,115.25−$111,52527,836.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,117.00−$111,70027,736.75Direct
Apr 5, 2022Common StockSSaleDisposed−10$1,119.23−$11,192.327,726.75Direct
Apr 5, 2022Common StockSSaleDisposed−300$1,120.39F14−$336,11727,426.75Direct
Apr 5, 2022Common StockSSaleDisposed−200$1,122.67F15−$224,53427,226.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,123.84−$112,38427,126.75Direct
Apr 5, 2022Common StockSSaleDisposed−300$1,125.28F16−$337,58426,826.75Direct
Apr 5, 2022Common StockSSaleDisposed−400$1,127.11F17−$450,84426,426.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,127.70−$112,77026,326.75Direct
Apr 5, 2022Common StockSSaleDisposed−200$1,130.53F18−$226,10626,126.75Direct
Apr 5, 2022Common StockSSaleDisposed−100$1,133.70−$113,37026,026.75Direct
Apr 5, 2022Common StockSSaleDisposed−42$1,135.80−$47,703.625,984.75Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 5, 2022Common StockMOption exerciseDisposed−7,000$0.00$0277,640Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,089.110 to $1,090.030, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,090.750 to $1,090.920, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,092.080 to $1,093.010, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,095.610 to $1,096.490, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,096.710 to $1,097.580, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,098.280 to $1,098.940, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,099.470 to $1,099.690, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,101.210 to $1,102.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,102.770 to $1,103.390, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,103.860 to $1,104.420, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,105.600 to $1,106.120, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,120.290 to $1,120.590, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,122.400 to $1,122.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,125.000 to $1,125.770, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,126.640 to $1,127.460, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,130.240 to $1,130.810, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 38 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)