Kuo Jeffrey Chuenhong's Form 4 filing
Brilliant Earth Group, Inc. (BRLT) · filed Apr 5, 2022
- Accession no.
- 0000899243-22-013980
- Filed
- Apr 5, 2022
- Trade date
- Apr 1-5, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions and 5 derivative transactions. Open-market sales total $934.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kuo Jeffrey ChuenhongCIK 0001881502 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Class A Common Stock | CConversionAcquired | +42,329 | $0.00 | $0 | 130,048 | Direct | |
| Apr 1, 2022 | Class A Common Stock | SSaleDisposed | −40,107 | $9.33 | −$374,198.31 | 89,941 | Direct | |
| Apr 1, 2022 | Class A Common Stock | SSaleDisposed | −2,222 | $10.26 | −$22,797.72 | 87,719 | Direct | |
| Apr 1, 2022 | Class B Common Stock | JOtherDisposed | −42,329 | $0.00 | $0 | 569,843 | Direct | |
| Apr 1, 2022 | Class A Common Stock | CConversionAcquired | +14,000 | $0.00 | $0 | 14,000 | Indirect | |
| Apr 1, 2022 | Class A Common Stock | SSaleDisposed | −11,799 | $9.59 | −$113,152.41 | 2,201 | Indirect | |
| Apr 1, 2022 | Class A Common Stock | SSaleDisposed | −2,201 | $10.27 | −$22,604.27 | 0 | Indirect | |
| Apr 1, 2022 | Class A Common Stock | CConversionAcquired | +14,000 | $0.00 | $0 | 14,000 | Indirect | |
| Apr 1, 2022 | Class A Common Stock | SSaleDisposed | −11,802 | $9.59 | −$113,181.18 | 2,198 | Indirect | |
| Apr 1, 2022 | Class A Common Stock | SSaleDisposed | −2,198 | $10.27 | −$22,573.46 | 0 | Indirect | |
| Apr 1, 2022 | Class B Common Stock | JOtherDisposed | −14,000 | $0.00 | $0 | 101,903 | Indirect | |
| Apr 1, 2022 | Class B Common Stock | JOtherDisposed | −14,000 | $0.00 | $0 | 101,903 | Indirect | |
| Apr 4, 2022 | Class A Common Stock | CConversionAcquired | +19,185 | $0.00 | $0 | 106,904 | Direct | |
| Apr 4, 2022 | Class A Common Stock | SSaleDisposed | −19,185 | $9.48 | −$181,873.8 | 87,719 | Direct | |
| Apr 4, 2022 | Class B Common Stock | JOtherDisposed | −19,185 | $0.00 | $0 | 550,658 | Direct | |
| Apr 5, 2022 | Class A Common Stock | CConversionAcquired | +8,986 | $0.00 | $0 | 96,705 | Direct | |
| Apr 5, 2022 | Class A Common Stock | SSaleDisposed | −8,986 | $9.36 | −$84,108.96 | 87,719 | Direct | |
| Apr 5, 2022 | Class B Common Stock | JOtherDisposed | −8,986 | $0.00 | $0 | 541,672 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Class A Common Stock | CConversionDisposed | −42,329 | $0.00 | $0 | 733,043 | Direct | |
| Apr 1, 2022 | Class A Common Stock | CConversionDisposed | −14,000 | $0.00 | $0 | 101,903 | Indirect | |
| Apr 1, 2022 | Class A Common Stock | CConversionDisposed | −14,000 | $0.00 | $0 | 101,903 | Indirect | |
| Apr 4, 2022 | Class A Common Stock | CConversionDisposed | −19,185 | $0.00 | $0 | 713,858 | Direct | |
| Apr 5, 2022 | Class A Common Stock | CConversionDisposed | −8,986 | $0.00 | $0 | 704,872 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.