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Bernstein Ronald J's Form 4/A amendment

Amended

Vector Group Ltd (VGR) · filed Apr 4, 2022

Accession no.
0000899243-22-013212
Filed
Apr 4, 2022
Trade date
Mar 31, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Apr 1, 2022

This filing lists 1 non-derivative transaction. Open-market sales total $123.2K. It was filed 4 days after the trade.

This amendment replaces 0000899243-22-013191 (filed Apr 1, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bernstein Ronald JCIK 0001281070Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 31, 2022Common StockSSaleDisposed−10,000$12.32F2−$123,20072,630Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The original Form 4, filed on Friday, April 1, 2022, is being amended to correct an entry in Table I, Column 4 from "A" to "D" related to the sale, which occurred on March 31, 2022, by the reporting person of 10,000 shares of the issuer's common stock.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.24 to $12.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated March 6, 2015.)

Read the full filing on SEC EDGAR (opens in a new tab)