Carey John F's Form 4 filing
TransMedics Group, Inc. (TMDX) · filed Mar 30, 2022
- Accession no.
- 0000899243-22-012842
- Filed
- Mar 30, 2022, 7:19 PM ET
- Trade date
- Mar 28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $112.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carey John FCIK 0001774272 | Officer (VP of Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +2,813 | $16.14 | +$45,401.82 | 3,912 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +1,530 | $2.21 | +$3,381.3 | 4,722 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseAcquired | +157 | $0.28 | +$43.96 | 4,879 | Direct | |
| Mar 28, 2022 | Common Stock | SSaleDisposed | −4,500 | $25.01F2 | −$112,545 | 379 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −2,813 | $0.00 | $0 | 8,125 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −1,530 | $0.00 | $0 | 10,743 | Direct | |
| Mar 28, 2022 | Common Stock | MOption exerciseDisposed | −157 | $0.00 | $0 | 27,989 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.05, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.