Waldern Jonathan's Form 4 filing
Meta Materials Inc. (MMAT) · filed Mar 22, 2022
- Accession no.
- 0000899243-22-011858
- Filed
- Mar 22, 2022, 8:41 PM ET
- Trade date
- Mar 22, 2021-Mar 21, 2022
- Filing delay
- 365 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $317.1K. It was filed 365 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0000899243-22-012324 (Mar 25, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waldern JonathanCIK 0001869154 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | Common Stock | MOption exerciseAcquired | +171,432 | $0.27 | +$46,286.64 | 171,432 | Direct | |
| Mar 22, 2021 | Common Stock | SSaleDisposed | −171,432 | $1.85F1 | −$317,149.2 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2022 | Common Stock | MOption exerciseDisposed | −1,585,737 | $0.27 | −$46,286.64 | 1,414,305 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average shares price of an aggregate total of 171,432 shares sold in multiple transactions in the price range of $1.83 to $1.88, inclusive, by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.