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Moody-Dahlberg Frances A's Form 4/A amendment

Amended

American National Group Inc (ANAT) · filed Mar 17, 2022

Accession no.
0000899243-22-011391
Filed
Mar 17, 2022
Trade date
Mar 14-15, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 16, 2022

This filing lists 2 non-derivative transactions. Open-market sales total $227.0K. It was filed 3 days after the trade.

This amendment replaces 0000899243-22-011218 (filed Mar 16, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Moody-Dahlberg Frances ACIK 0001467142Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 14, 2022Common StockSSaleDisposed−400$189.00−$75,60011,526Indirect
Mar 15, 2022Common StockSSaleDisposed−801$189.00−$151,38910,725Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

These shares were owned by Moody FAMD Interests Ltd. (the "Partnership"). The reporting person is the sole manager and member of Moody FAMD Management Company LLC, the sole general partner of the Partnership. The entire limited partnership interest in the Partnership with respect to the Issuer's stock owned by the Partnership is owned by certain trusts of which the reporting person is the trustee and beneficiary. The filing of this form shall not be deemed an admission that the reporting person is or was, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any shares owned by the Partnership. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein. In accordance with Instruction 4(b)(iv), the entire amount of the Issuer's common stock held by the Partnership is reported herein.

Remarks

This amendment is filed to correct the date of the sale of 400 shares reported in Table I of the Form 4 previously filed on March 16, 2022. This amendment also adds an additional sale in Table I. In addition to being a director of Issuer, the Reporting Person is also one of three trustees of The Moody Foundation, which as of the date of this filing owns 6,116,316 shares of Issuer's common stock.

Read the full filing on SEC EDGAR (opens in a new tab)