Stampacchia Otello's Form 4 filing
Replimune Group, Inc. (REPL) · filed Mar 16, 2022
- Accession no.
- 0000899243-22-011332
- Filed
- Mar 16, 2022, 9:54 PM ET
- Trade date
- Mar 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stampacchia OtelloCIK 0001361712 | 10% Owner |
| Omega Fund IV, L.P.CIK 0001528382 | 10% Owner |
| Omega Fund IV GP, L.P.CIK 0001528383 | 10% Owner |
| Omega Fund IV G.P. Manager, Ltd.CIK 0001624456 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2022 | Common Stock | MOption exerciseAcquired | +16,500 | $9.78 | +$161,370 | 4,779,880 | Indirect | |
| Mar 14, 2022 | Common Stock | SSaleDisposed | −16,500 | $15.42 | −$254,430 | 4,763,380 | Indirect | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −45,000 | $15.64 | −$703,800 | 4,718,380 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −6,238 | $15.31 | −$95,503.78 | 4,712,142 | Direct | |
| Mar 16, 2022 | Common Stock | SSaleDisposed | −38,762 | $15.55 | −$602,749.1 | 4,673,380 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2022 | Common Stock | MOption exerciseDisposed | −16,500 | $0.00 | $0 | 16,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.