Hughes Michael D's Form 4 filing
ChargePoint Holdings, Inc. (CHPT) · filed Mar 14, 2022
- Accession no.
- 0000899243-22-010962
- Filed
- Mar 14, 2022
- Trade date
- Mar 9-10, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $426.3K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hughes Michael DCIK 0001590392 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2022 | Common Stock | AGrant or awardAcquired | +1,431 | $14.85F2 | +$21,250.35 | 286,754 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +25,000 | $0.56 | +$14,000 | 311,754 | Direct | |
| Mar 10, 2022 | Common Stock | SSaleDisposed | −25,000 | $17.05F4 | −$426,250 | 286,754 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | –F5 | – | 1,366,174 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.
Referenced by the price of 1 transaction in Table I.
- F4
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.83 to $17.47. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date.
Referenced by the price of 1 transaction in Table II.
Remarks
Chief Commercial and Revenue Officer