Wilks Dan H.'s Form 4 filing
U.S. Well Services Holdings, LLC (USWS) · filed Mar 14, 2022
- Accession no.
- 0000899243-22-010847
- Filed
- Mar 14, 2022, 3:33 PM ET
- Trade date
- Mar 1, 2022
- Filing delay
- 13 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 derivative transaction. It was filed 13 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wilks Dan H.CIK 0001641792 | 10% Owner |
| Wilks StaciCIK 0001641796 | 10% Owner |
| THRC Holdings, LPCIK 0001754159 | 10% Owner |
| THRC Management, LLCCIK 0001834450 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Warrants (right to buy) | PPurchaseAcquired | +6,976,744 | –F1 | – | 6,976,744 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the issuance by the Issuer of 6,976,744 warrants ("Warrants") exercisable for shares of Class A Common Stock of the Issuer, par value $0.0001 per share ("Class A Common Stock"), to THRC Holdings, LP, a Texas limited partnership ("THRC Holdings"), on March 1, 2022 in connection with the entry into that certain Joinder to Senior Secured Term Loan Agreement dated March 1, 2022 and the extension of a $10 million term loan to a subsidiary of the Issuer, and pursuant to the applicable Warrant Agreement (the "Warrant Agreement").
Referenced by the price of 1 transaction in Table II.