Weisburd David's Form 4/A amendment
AmendedAfrican Agriculture Holdings Inc. (AAGR) · filed Mar 11, 2022
- Accession no.
- 0000899243-22-010793
- Filed
- Mar 11, 2022, 8:13 PM ET
- Trade date
- Aug 13, 2021
- Filing delay
- 210 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 16, 2021
This filing lists 1 derivative transaction. It was filed 210 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weisburd DavidCIK 0001828663 | Director, Officer (COO & Head of Origination), 10% Owner |
| Thomas HansCIK 0001828707 | Director, Officer (Chief Executive Officer), 10% Owner |
| 10X Capital SPAC Sponsor II LLCCIK 0001861433 | Director, 10% Owner |
| 10X Capital Advisors, LLCCIK 0001916263 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Class A Ordinary Shares | SSaleDisposed | −1,334,339 | $0.003 | −$4,003.02 | 6,332,328 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253867) (the "Registration Statement") and have no expiration date.
- F2
The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,000,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
- F3
10X Capital SPAC Sponsor II LLC (the "Sponsor") is the record holder of the securities reported herein. 10X Capital Advisors, LLC is the manager of the Sponsor (the "Manager"). Mr. Thomas and Mr. Weisburd are the managing members of the Manager and have voting and investment discretion with respect to the securities held of record by the Sponsor.
Remarks
See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. This amendment is being filed to include as Reporting Persons (i) 10X Capital Advisors, LLC, the manager of 10X Capital SPAC Sponsor II LLC (the "Sponsor") and (ii) David Weisburd, the co-managing member of 10X Capital Advisors, LLC, each of whom was omitted from the initial filing due to inadvertent administrative oversight