Daw Tracy D's Form 4 filing
Funko, Inc. (FNKO) · filed Mar 8, 2022
- Accession no.
- 0000899243-22-010044
- Filed
- Mar 8, 2022
- Trade date
- Mar 4-8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.70K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daw Tracy DCIK 0001501098 | Officer (CHIEF LEGAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | CLASS A COMMON STOCK | MOption exerciseAcquired | +1,367 | $0.00F2 | $0 | 9,260 | Direct | |
| Mar 8, 2022 | CLASS A COMMON STOCK | SSaleDisposed | −546 | $17.77 | −$9,702.42 | 8,714 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2022 | Class A Common Stock | MOption exerciseDisposed | −1,367 | $0.00 | $0 | 1,368 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.