OCM Growth Holdings LLC's Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Feb 28, 2022
- Accession no.
- 0000899243-22-008148
- Filed
- Feb 28, 2022, 5:57 PM ET
- Trade date
- Feb 24-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $596.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| OCM Growth Holdings LLCCIK 0001693272 | Director, 10% Owner |
| Brookfield US Holdings Inc.CIK 0001504722 | 10% Owner |
| Brookfield Holdings Canada Inc.CIK 0001540230 | 10% Owner |
| Brookfield BHS Advisors LLCCIK 0001760437 | 10% Owner |
| Brookfield US Inc.CIK 0001768973 | 10% Owner |
| Brookfield Multi-Strategy Fund GP LLCCIK 0001909267 | 10% Owner |
| Brookfield Public Securities Group Holdings LLCCIK 0001909269 | 10% Owner |
| Brookfield Multi-Strategy Master Fund LPCIK 0001909657 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +16,268 | $12.96 | +$210,823.52 | 20,719,792 | Direct | Duplicate filing |
| Feb 25, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +18,335 | $12.94 | +$237,278.74 | 20,738,127 | Direct | Duplicate filing |
| Feb 28, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +11,672 | $12.73 | +$148,620.74 | 20,749,799 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Form 2 of 2.