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Armistice Capital, LLC's Form 4 filing

Avalo Therapeutics, Inc. (AVTX) · filed Feb 28, 2022

Accession no.
0000899243-22-008145
Filed
Feb 28, 2022, 5:53 PM ET
Trade date
Feb 24-25, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $111.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Armistice Capital, LLCCIK 0001601086Director, 10% Owner
Armistice Capital Master Fund Ltd.CIK 0001633584Director, 10% Owner
Boyd StevenCIK 0001706140Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 24, 2022Common StockPPurchaseAcquired+100,000$0.8009+$80,09046,800,000Indirect
Feb 25, 2022Common StockPPurchaseAcquired+40,000$0.7929+$31,71646,840,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)