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Warburg Pincus (Bermuda) Private Equity GP Ltd.'s Form 4 filing

Warburg Pincus Capital Corp I-A (WPCA) · filed Feb 17, 2022

Accession no.
0000899243-22-006844
Filed
Feb 17, 2022, 6:19 PM ET
Trade date
Feb 15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Warburg Pincus (Bermuda) Private Equity GP Ltd.CIK 0001555729Director, 10% Owner
Warburg Pincus Partners II (Cayman), L.P.CIK 0001658820Director, 10% Owner
Warburg Pincus Capital Corp I-A Sponsor, L.P.CIK 0001836077Director, 10% Owner
Warburg Pincus Capital Corp GP LLCCIK 0001836078Director, 10% Owner
Warburg Pincus Partners II Holdings (Cayman), L.P.CIK 0001894856Director, 10% Owner
WPP II Administrative (Cayman), LLCCIK 0001894857Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 15, 2022Class A ordinary sharesSSaleDisposed−35,000$0.003F2−$1056,980,544Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reporting person is controlled by Warburg Pincus Capital Corporation GP LLC ("GP"), its general partner. Warburg Pincus Partners II (Cayman), L.P. ("LP") is the managing member of GP and may be deemed to have or share beneficial ownership of the Class B Shares reported herein. Warburg Pincus Partners II Holdings (Cayman), L.P. ("WPP II Holdings") is a limited partner of LP and may be deemed to have or share beneficial ownership of the Class B Shares reported herein. WPP II Administrative (Cayman), LLC ("WPP II Administrative") is the general partner of WPP II Holdings and may be deemed to have or share beneficial ownership of the Class B Shares reported herein. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of LP and WPP II Administrative and may be deemed to have or share beneficial ownership of the Class B Shares reported herein.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)