RJB Partners LLC's Form 4 filing
Blue Apron Holdings, Inc. (APRN) · filed Feb 15, 2022
- Accession no.
- 0000899243-22-006429
- Filed
- Feb 15, 2022, 5:00 PM ET
- Trade date
- Feb 14, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market purchases total $5.00M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| RJB Partners LLCCIK 0001890968 | 10% Owner |
| Sanberg Joseph N.CIK 0001890988 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Class A Common Stock | PPurchaseAcquired | +357,143 | $14.00F1 | +$5,000,002 | 6,719,926 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Class A Common Stock | PPurchaseAcquired | +285,714 | $14.00F1 | +$14 | 1 | Indirect | |
| Feb 14, 2022 | Class A Common Stock | PPurchaseAcquired | +142,857 | $14.00F1 | +$14 | 1 | Indirect | |
| Feb 14, 2022 | Class A Common Stock | PPurchaseAcquired | +71,429 | $14.00F1 | +$14 | 1 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
In connection with the closing of the acquisitions of securities contemplated by that certain purchase agreement, dated as of February 14, 2022 (the "Purchase Agreement"), RJB Partners LLC ("RJB Partners"), of which Mr. Joseph N. Sanberg is managing member, purchased from the Issuer, for an aggregate purchase price of $5 million, (i) 357,143 shares of Class A common stock, (ii) warrants to purchase 285,714 shares of Class A common stock at an exercise price of $15.00 per share (the "$15 Warrants"), (iii) warrants to purchase 142,857 shares of Class A common stock at an exercise price of $18.00 per share (the "$18 Warrants") and (iv) warrants to purchase 71,429 shares of Class A common stock at an exercise price of $20.00 per share (the "$20 Warrants").
Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.