Lee Kewsong's Form 4 filing
Carlyle Group Inc. (CG) · filed Feb 10, 2022
- Accession no.
- 0000899243-22-005692
- Filed
- Feb 10, 2022
- Trade date
- Feb 8-10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $17.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee KewsongCIK 0001220640 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | AGrant or awardAcquired | +685,608 | $0.00 | $0 | 1,077,087 | Direct | |
| Feb 8, 2022 | Common Stock | SSaleDisposed | −359,317 | $48.90 | −$17,570,601.3 | 717,770 | Direct | |
| Feb 10, 2022 | Common Stock | AGrant or awardAcquired | +605,528 | $0.00 | $0 | 1,323,298 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.