OCM Growth Holdings LLC's Form 4 filing
Runway Growth Finance Corp. (RWAY) ยท filed Feb 10, 2022
- Accession no.
- 0000899243-22-005532
- Filed
- Feb 10, 2022, 8:35 AM ET
- Trade date
- Jan 24-Feb 9, 2022
- Filing delay
- 17 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market purchases total $3.20M. It was filed 17 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| OCM Growth Holdings LLCCIK 0001693272 | Director, 10% Owner |
| Brookfield US Holdings Inc.CIK 0001504722 | 10% Owner |
| Brookfield Holdings Canada Inc.CIK 0001540230 | 10% Owner |
| Brookfield BHS Advisors LLCCIK 0001760437 | 10% Owner |
| Brookfield US Inc.CIK 0001768973 | 10% Owner |
| Brookfield Multi-Strategy Fund GP LLCCIK 0001909267 | 10% Owner |
| Brookfield Public Securities Group Holdings LLCCIK 0001909269 | 10% Owner |
| Brookfield Multi-Strategy Master Fund LPCIK 0001909657 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,840 | $13.13 | +$260,544.83 | 20,312,520 | Direct | |
| Jan 25, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,488 | $12.94 | +$252,151.33 | 20,332,008 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +20,000 | $12.72 | +$254,412 | 20,352,008 | Direct | |
| Jan 27, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,400 | $12.87 | +$249,705.16 | 20,371,408 | Direct | |
| Jan 28, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +20,365 | $13.01 | +$264,918.1 | 20,391,773 | Direct | |
| Jan 31, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,521 | $12.82 | +$250,210.42 | 20,411,294 | Direct | |
| Feb 1, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +16,973 | $12.68 | +$215,195.58 | 20,428,267 | Direct | |
| Feb 2, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +18,231 | $12.89 | +$234,942.9 | 20,446,498 | Direct | |
| Feb 3, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +14,109 | $13.03 | +$183,858.61 | 20,460,607 | Direct | |
| Feb 4, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +20,400 | $13.35 | +$272,319.6 | 20,481,007 | Direct | |
| Feb 7, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,760 | $13.36 | +$264,013.36 | 20,500,767 | Direct | |
| Feb 8, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +20,800 | $13.10 | +$272,542.4 | 20,521,567 | Direct | |
| Feb 9, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +17,566 | $13.00 | +$228,317.6 | 20,539,133 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Form 2 of 2.