OCM Growth Holdings LLC's Form 4 filing
Runway Growth Finance Corp. (RWAY) ยท filed Feb 9, 2022
- Accession no.
- 0000899243-22-005511
- Filed
- Feb 9, 2022, 7:11 PM ET
- Trade date
- Jan 24-Feb 9, 2022
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market purchases total $2.54M. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| OCM Growth Holdings LLCCIK 0001693272 | Director, 10% Owner |
| BROOKFIELD CorpCIK 0001001085 | 10% Owner |
| Oaktree Fund GP I, L.P.CIK 0001402746 | 10% Owner |
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | 10% Owner |
| Oaktree Capital I, L.P.CIK 0001403530 | 10% Owner |
| Brookfield OCM Holdings II, LLCCIK 0001407178 | 10% Owner |
| Brookfield OCM Holdings, LLCCIK 0001407181 | 10% Owner |
| Oaktree Fund GP, LLCCIK 0001499005 | 10% Owner |
| BAM Partners TrustCIK 0001861643 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,840 | $13.13 | +$260,544.83 | 20,312,520 | Direct | |
| Jan 25, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,488 | $12.94 | +$252,151.33 | 20,332,008 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +20,000 | $12.72 | +$254,412 | 20,352,008 | Direct | |
| Jan 27, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,400 | $12.87 | +$249,705.16 | 20,371,408 | Direct | |
| Jan 28, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +20,365 | $13.01 | +$264,918.1 | 20,391,773 | Direct | |
| Jan 31, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,521 | $12.68 | +$247,500.9 | 20,428,267 | Direct | |
| Feb 1, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +16,973 | $12.89 | +$218,731.05 | 20,446,498 | Direct | |
| Feb 2, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +18,231 | $13.03 | +$237,573.63 | 20,460,607 | Direct | |
| Feb 3, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +14,109 | $133,490.00 | +$1,883,410,410 | 20,481,007 | Direct | Price outlier |
| Feb 4, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +20,400 | $13.61 | +$277,644 | 20,500,767 | Direct | |
| Feb 7, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +20,800 | $13.10 | +$272,542.4 | 20,521,567 | Direct | |
| Feb 9, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +17,566 | $129,977.00 | +$2,283,175,982 | 20,539,133 | Direct | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Form 1 of 2.