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Finn Christopher's Form 4 filing

Carlyle Group Inc. (CG) · filed Feb 3, 2022

Accession no.
0000899243-22-004646
Filed
Feb 3, 2022
Trade date
Feb 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $572.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Finn ChristopherCIK 0001771467Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2022Common StockAGrant or awardAcquired+31,871$0.00$0798,778Direct
Feb 1, 2022Common StockSSaleDisposed−10,956$52.25−$572,451787,822Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)