Waisbourd Ram's Form 4 filing
89bio, Inc. (ETNB) · filed Feb 3, 2022
- Accession no.
- 0000899243-22-004607
- Filed
- Feb 3, 2022
- Trade date
- Feb 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $39.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waisbourd RamCIK 0001792064 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $1.93 | +$7,720 | 4,000 | Direct | |
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $1.93 | +$5,790 | 7,000 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −7,000 | $5.70F1 | −$39,900 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 14,203 | Direct | |
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 3,106 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $5.43 to $5.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Operating Officer and Chief Business Officer