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Phillips Christopher Stephen's Form 4 filing

System1, Inc. (SST) · filed Feb 1, 2022

Accession no.
0000899243-22-003938
Filed
Feb 1, 2022
Trade date
Jan 27, 2022
Filing delay
5 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 5 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0000899243-22-009791 (Mar 7, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Phillips Christopher StephenCIK 0001908124Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 27, 2022Class A Common StockAGrant or awardAcquired+28,650,499––28,650,499Indirect
Jan 27, 2022Class A Common StockAGrant or awardAcquired+725,000––29,375,499Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 27, 2022Class A Common StockAGrant or awardAcquired+500,000––500,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)