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Mark Gregory's Form 4 filing

Markforged Holding Corp (MKFG) · filed Jan 27, 2022

Accession no.
0000899243-22-003498
Filed
Jan 27, 2022
Trade date
Jan 5-25, 2022
Filing delay
22 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions. Open-market sales total $2.28M. It was filed 22 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mark GregoryCIK 000185091810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 5, 2022Common StockGGiftDisposed−2,669,863$0.00$00Indirect
Jan 5, 2022Common StockGGiftDisposed−1,334,932$0.00$00Indirect
Jan 14, 2022Common StockSSaleDisposed−39,741$4.83F2,F9−$191,949.0319,262,257Direct
Jan 18, 2022Common StockSSaleDisposed−35,472$4.82F3,F9−$170,975.0419,226,785Direct
Jan 19, 2022Common StockSSaleDisposed−42,598$4.76F4,F9−$202,766.4819,184,187Direct
Jan 20, 2022Common StockSSaleDisposed−36,228$4.95F5,F9−$179,328.619,147,959Direct
Jan 21, 2022Common StockSSaleDisposed−156,474$4.87F6,F9−$762,028.3818,991,485Direct
Jan 24, 2022Common StockSSaleDisposed−122,967$4.31F7,F9−$529,987.7718,868,518Direct
Jan 25, 2022Common StockSSaleDisposed−53,424$4.62F8,F9−$246,818.8818,815,094Direct
Jan 25, 2022Common StockGGiftDisposed−2,700,000$0.00$016,115,094Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.74 to $4.97, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $4.92, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.56 to $4.87, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.73 to $5.06, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.65 to $4.98, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.73, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.44 to $4.75, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The reporting person undertakes to provide to Markforged Holding Corporation, any security holder of Markforged Holding Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, 4, 5, 6, 7 and 8 to this Form 4.

Referenced by the price of 7 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)