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Walvekar Vijay's Form 4/A amendment

Amended

Heritage Insurance Holdings, Inc. (HRTG) · filed Jan 25, 2022

Accession no.
0000899243-22-003189
Filed
Jan 25, 2022
Trade date
Mar 20-27, 2017
Filing delay
1,772 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 28, 2017

This filing lists 4 non-derivative transactions. Open-market sales total $521.1K. It was filed 1,772 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Walvekar VijayCIK 0001607782Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 20, 2017Common StockSSaleDisposed−10,000$12.49F2−$124,90080,182Direct
Mar 22, 2017Common StockSSaleDisposed−10,000$12.27F4−$122,70070,182Direct
Mar 24, 2017Common StockSSaleDisposed−3,630$12.45−$45,193.566,552Direct
Mar 27, 2017Common StockSSaleDisposed−18,370$12.43F5−$228,339.148,182Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The filing is late due to an administrative oversight.

F2

The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.46 and $12.54 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

Referenced by the price of 1 transaction in Table I.

F3

This amendment is being filed solely to correct errors in the numbers of shares beneficially owned by the Reporting Person.

F4

The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.25 and $12.31 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

Referenced by the price of 1 transaction in Table I.

F5

The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $12.41 and $12.49 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

Referenced by the price of 1 transaction in Table I.

F6

Shares of common stock reported on this line are held by Mr. Walvekar's wife.

Read the full filing on SEC EDGAR (opens in a new tab)