Prescott Group Aggressive Small Cap LP's Form 4 filing
Performant Healthcare Inc (PHLT) · filed Jan 19, 2022
- Accession no.
- 0000899243-22-002567
- Filed
- Jan 19, 2022, 9:32 PM ET
- Trade date
- Jan 14-19, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $1.01M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prescott Group Aggressive Small Cap LPCIK 0001127428 | 10% Owner |
| Frohlich PhilCIK 0001127429 | 10% Owner |
| Prescott Group Capital Management, L.L.C.CIK 0001166152 | 10% Owner |
| Prescott Group Aggressive Small Cap Master Fund GPCIK 0001279880 | 10% Owner |
| Prescott Group Aggressive Small Cap II LPCIK 0001279882 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 14, 2022 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +175,322 | $2.06F3 | +$361,163.32 | 14,199,266 | Indirect | |
| Jan 18, 2022 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +71,136 | $2.03F4 | +$144,406.08 | 14,270,402 | Indirect | |
| Jan 19, 2022 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +249,761 | $2.03F5 | +$507,014.83 | 14,520,163 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $2.05 to $2.08, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $2.01 to $2.04, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares of Common Stock of the Issuer were sold in multiple transactions at prices ranging from $2.01 to $2.03, inclusive.
Referenced by the price of 1 transaction in Table I.