Grossi Federico's Form 4 filing
Apellis Pharmaceuticals, Inc. (APLS) · filed Jan 19, 2022
- Accession no.
- 0000899243-22-002519
- Filed
- Jan 19, 2022
- Trade date
- Jan 14, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $15.2K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grossi FedericoCIK 0001720634 | Officer (CHIEF MEDICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 14, 2022 | Common Stock | MOption exerciseAcquired | +3,400 | $4.31 | +$14,654 | 78,915 | Direct | |
| Jan 14, 2022 | Common Stock | SSaleDisposed | −375 | $40.56 | −$15,210 | 78,540 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 14, 2022 | Common Stock | MOption exerciseDisposed | −3,400 | $0.00 | $0 | 65,423 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.