Iconiq Strategic Partners II-B, L.P.'s Form 4 filing
Sprinklr, Inc. (CXM) · filed Jan 18, 2022
- Accession no.
- 0000899243-22-002120
- Filed
- Jan 18, 2022, 4:15 PM ET
- Trade date
- Dec 27-28, 2021
- Filing delay
- 22 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $5.21M. It was filed 22 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Iconiq Strategic Partners II-B, L.P.CIK 0001619682 | 10% Owner |
| Iconiq Strategic Partners II, L.P.CIK 0001619710 | 10% Owner |
| Griffith William J.G.CIK 0001688124 | 10% Owner |
| Makan DiveshCIK 0001688143 | 10% Owner |
| ICONIQ Strategic Partners II TT GP, LtdCIK 0001702831 | 10% Owner |
| ICONIQ Strategic Partners II GP, L.P.CIK 0001702932 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Class A Common Stock | SSaleDisposed | −145,067 | $16.10F1 | −$2,336,071.93 | 6,494,372 | Direct | |
| Dec 27, 2021 | Class A Common Stock | SSaleDisposed | −113,558 | $16.10F1 | −$1,828,669.9 | 5,083,797 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | SSaleDisposed | −36,370 | $16.05F4 | −$583,720.32 | 6,458,002 | Direct | |
| Dec 28, 2021 | Class A Common Stock | SSaleDisposed | −28,470 | $16.05F4 | −$456,929.27 | 5,055,327 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 2 transactions in Table I.