Uden Stephen's Form 4 filing
Rallybio Corp (RLYB) · filed Jan 14, 2022
- Accession no.
- 0000899243-22-002043
- Filed
- Jan 14, 2022
- Trade date
- Jul 28, 2021-Jan 13, 2022
- Filing delay
- 170 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 5 derivative transactions. Open-market purchases total $98.5K. It was filed 170 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Uden StephenCIK 0001332141 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Common Stock | JOtherAcquired | +709,127 | – | – | 709,127 | Direct | |
| Jan 12, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $10.55 | +$52,750 | 714,127 | Direct | |
| Jan 13, 2022 | Common Stock | PPurchaseAcquired | +4,193 | $9.06 | +$37,988.58 | 718,320 | Direct | |
| Jan 13, 2022 | Common Stock | PPurchaseAcquired | +807 | $9.62 | +$7,763.34 | 719,127 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Common Stock | JOtherDisposed | −652,922 | – | – | 0 | Direct | |
| Jul 28, 2021 | Common Stock | JOtherDisposed | −23,557 | – | – | 0 | Direct | |
| Jul 28, 2021 | Common Stock | JOtherDisposed | −15,704 | – | – | 0 | Direct | |
| Jul 28, 2021 | Common Stock | JOtherDisposed | −16,944 | – | – | 0 | Direct | |
| Jul 28, 2021 | Common Stock | AGrant or awardAcquired | +160,000 | $0.00 | $0 | 160,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.