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OA Eagle Group Investors, LLC's Form 4 filing

Eagle Point Credit Co (ECC) · filed Jan 13, 2022

Accession no.
0000899243-22-001938
Filed
Jan 13, 2022, 8:41 PM ET
Trade date
Jan 11-13, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $4.76M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
OA Eagle Group Investors, LLCCIK 0001740874Other: See Remarks below
Ottawa Avenue Private Capital, LLCCIK 0001741108Other: See Remarks below
OA Eagle Group Investors II, LLCCIK 0001741110Other: See Remarks below

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 11, 2022Common StockSSaleDisposed−200,000$14.35−$2,870,6001,229,041Direct
Jan 12, 2022Common StockSSaleDisposed−100,000$14.11−$1,411,2401,129,041Direct
Jan 13, 2022Common StockSSaleDisposed−34,000$14.04−$477,2411,095,041Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)