Northpond Ventures GP, LLC's Form 4 filing
Vigil Neuroscience, Inc. (VIGL) · filed Jan 11, 2022
- Accession no.
- 0000899243-22-001631
- Filed
- Jan 11, 2022, 8:18 PM ET
- Trade date
- Jan 11, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $4.97M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northpond Ventures GP, LLCCIK 0001867470 | 10% Owner |
| Northpond Ventures, LPCIK 0001867472 | 10% Owner |
| Rubin Michael P.CIK 0001867627 | 10% Owner |
| Northpond Ventures II GP, LLCCIK 0001869114 | 10% Owner |
| Northpond Ventures II, LPCIK 0001869128 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2022 | Common Stock | CConversionAcquired | +2,831,520 | – | – | 2,831,520 | Indirect | Duplicate filing |
| Jan 11, 2022 | Common Stock | CConversionAcquired | +1,027,978 | – | – | 1,027,978 | Indirect | Duplicate filing |
| Jan 11, 2022 | Common Stock | PPurchaseAcquired | +355,000 | $14.00 | +$4,970,000 | 1,382,978 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2022 | Common Stock | CConversionDisposed | −2,831,520 | – | – | 0 | Indirect | |
| Jan 11, 2022 | Common Stock | CConversionDisposed | −1,027,978 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.