Smith G Stacy's Form 4 filing
Akumin Inc. (AKU) · filed Jan 11, 2022
- Accession no.
- 0000899243-22-001583
- Filed
- Jan 11, 2022, 4:30 PM ET
- Trade date
- Jan 7, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $124.5K. Open-market sales total $124.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith G StacyCIK 0001056313 | 10% Owner |
| SCW Capital, LPCIK 0001638046 | 10% Owner |
| SCW Capital Management, LPCIK 0001738045 | 10% Owner |
| SCW Capital QP, LPCIK 0001738855 | 10% Owner |
| SCW Single-Asset Partnership, LPCIK 0001820813 | 10% Owner |
| SCW Single-Asset Partnership QP, LPCIK 0001823555 | 10% Owner |
| Cathey Robert N.CIK 0001902816 | 10% Owner |
| Trinity Investment Group, LLCCIK 0001902856 | 10% Owner |
| Wagner John R.CIK 0001903982 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Shares | SSaleDisposed | −75,000 | $1.66 | −$124,500 | 2,020,851 | Indirect | |
| Jan 7, 2022 | Common Shares | PPurchaseAcquired | +75,000 | $1.66 | +$124,500 | 4,430,203 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.