Prescott Group Aggressive Small Cap LP's Form 4 filing
Performant Healthcare Inc (PHLT) · filed Dec 29, 2021
- Accession no.
- 0000899243-21-050053
- Filed
- Dec 29, 2021, 6:42 PM ET
- Trade date
- Dec 28-29, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $1.24M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prescott Group Aggressive Small Cap LPCIK 0001127428 | 10% Owner |
| Frohlich PhilCIK 0001127429 | 10% Owner |
| Prescott Group Capital Management, L.L.C.CIK 0001166152 | 10% Owner |
| Prescott Group Aggressive Small Cap Master Fund GPCIK 0001279880 | 10% Owner |
| Prescott Group Aggressive Small Cap II LPCIK 0001279882 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +1,000 | $2.26 | +$2,260 | 13,439,503 | Indirect | |
| Dec 28, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +23,313 | $2.27 | +$52,920.51 | 13,462,816 | Indirect | |
| Dec 28, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +310,751 | $2.28 | +$708,512.28 | 13,773,567 | Indirect | |
| Dec 28, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +45,301 | $2.29 | +$103,739.29 | 13,818,868 | Indirect | |
| Dec 29, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +7,565 | $2.27 | +$17,172.55 | 13,826,433 | Indirect | |
| Dec 29, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +156,612 | $2.28 | +$357,075.36 | 13,983,045 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.