Frazier Warren Lynn's Form 4 filing
Nine Energy Service, Inc. (NINE) · filed Dec 29, 2021
- Accession no.
- 0000899243-21-050034
- Filed
- Dec 29, 2021
- Trade date
- Dec 21-29, 2021
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $403.4K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frazier Warren LynnCIK 0001756577 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Common Stock | SSaleDisposed | −100,000 | $1.04 | −$104,000 | 4,588,514 | Indirect | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −20,368 | $1.01 | −$20,571.68 | 4,568,146 | Indirect | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −115,449 | $0.98 | −$113,140.02 | 4,452,697 | Indirect | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −23,309 | $0.92 | −$21,444.28 | 4,429,388 | Indirect | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −175,854 | $0.82 | −$144,200.28 | 4,253,534 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.