Musk Elon's Form 4 filing
Tesla, Inc. (TSLA) · filed Dec 28, 2021
- Accession no.
- 0000899243-21-049993
- Filed
- Dec 28, 2021
- Trade date
- Dec 28, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $11.9M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Musk ElonCIK 0001494730 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2021 | Common Stock | SSaleDisposed | −500 | $1,109.31 | −$554,655 | 630,241 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −2,008 | $1,110.95 | −$2,230,787.6 | 628,233 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −2,600 | $1,112.14F3 | −$2,891,564 | 625,633 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −3,947 | $1,115.08F4 | −$4,401,220.76 | 621,686 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −900 | $1,116.15 | −$1,004,535 | 620,786 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −700 | $1,117.92 | −$782,544 | 620,086 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,112.040 to $1,112.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,115.040 to $1,115.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 is the second of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 36 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.