Zahut Roi Zion's Form 4/A amendment
AmendedAterian, Inc. (ATER) · filed Dec 23, 2021
- Accession no.
- 0000899243-21-049615
- Filed
- Dec 23, 2021
- Trade date
- Mar 10-12, 2021
- Filing delay
- 288 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 15, 2021
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.41M. It was filed 288 days after the trade.
This amendment replaces 0000899243-21-027243 (filed Jul 2, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zahut Roi ZionCIK 0001778027 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2021 | Common Stock | SSaleDisposed | −13,567 | $31.67 | −$429,666.89 | 188,142 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −1,674 | $33.13 | −$55,459.62 | 186,468 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −9,332 | $33.96 | −$316,914.72 | 177,136 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −6,172 | $35.13 | −$216,822.36 | 170,964 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −10,794 | $36.16 | −$390,311.04 | 160,170 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −7,777 | $37.16 | −$288,993.32 | 152,393 | Direct | |
| Mar 10, 2021 | Common Stock | SSaleDisposed | −1,669 | $37.97 | −$63,371.93 | 150,724 | Direct | |
| Mar 11, 2021 | Common Stock | SSaleDisposed | −1,614 | $31.77 | −$51,276.78 | 149,110 | Direct | |
| Mar 12, 2021 | Common Stock | MOption exerciseAcquired | +48,065 | $10.00 | +$480,650 | 197,175 | Direct | |
| Mar 12, 2021 | Common Stock | SSaleDisposed | −48,032 | $33.16 | −$1,592,741.12 | 149,143 | Direct | |
| Mar 12, 2021 | Common Stock | SSaleDisposed | −33 | $34.05 | −$1,123.65 | 149,110 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2021 | Common Stock | MOption exerciseDisposed | −48,065 | $0.00 | $0 | 21,165 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.