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White John Joseph JR's Form 4/A amendment

Amended

Shoals Technologies Group, Inc. (SHLS) · filed Dec 22, 2021

Accession no.
0000899243-21-049374
Filed
Dec 22, 2021
Trade date
Dec 17, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Dec 21, 2021

This filing lists 2 non-derivative transactions. Open-market sales total $1.16M. It was filed 5 days after the trade.

This amendment replaces 0000899243-21-049193 (filed Dec 21, 2021).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
White John Joseph JRCIK 0001839254Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 17, 2021Class A Common StockSSaleDisposed−11,237$25.51F1−$286,655.87129,369Direct
Dec 17, 2021Class A Common StockSSaleDisposed−33,081$26.30F2−$870,030.396,288Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $25.78. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.85 to $26.56. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

This amendment is being filed to correct the transaction code on the original filing which inadvertently reflected the reported market transactions as exempt transactions with the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)