Lu Cheng's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Dec 21, 2021
- Accession no.
- 0000899243-21-049304
- Filed
- Dec 21, 2021
- Trade date
- Dec 17-21, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $569.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu ChengCIK 0001851981 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Class A Common Stock | MOption exerciseAcquired | +21,875 | – | – | 1,715,233 | Direct | |
| Dec 20, 2021 | Class A Common Stock | SSaleDisposed | −6,452 | $31.34 | −$202,205.68 | 1,708,781 | Direct | |
| Dec 20, 2021 | Class A Common Stock | SSaleDisposed | −2,684 | $31.84 | −$85,458.56 | 1,706,097 | Direct | |
| Dec 20, 2021 | Class A Common Stock | MOption exerciseAcquired | +21,875 | – | – | 1,727,972 | Direct | |
| Dec 21, 2021 | Class A Common Stock | SSaleDisposed | −5,016 | $33.32 | −$167,133.12 | 1,722,956 | Direct | |
| Dec 21, 2021 | Class A Common Stock | SSaleDisposed | −3,378 | $34.01 | −$114,885.78 | 1,719,578 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Class A Common Stock | MOption exerciseDisposed | −21,875 | – | – | 196,875 | Direct | |
| Dec 20, 2021 | Class A Common Stock | MOption exerciseDisposed | −21,875 | – | – | 175,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.