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Dillon Patrick's Form 4 filing

TuSimple Holdings Inc. (TSPH) · filed Dec 21, 2021

Accession no.
0000899243-21-049302
Filed
Dec 21, 2021
Trade date
Dec 17-21, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $85.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dillon PatrickCIK 0001851986Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 17, 2021Class A Common StockMOption exerciseAcquired+3,750––11,145Direct
Dec 20, 2021Class A Common StockSSaleDisposed−972$31.34−$30,462.4810,173Direct
Dec 20, 2021Class A Common StockSSaleDisposed−405$31.84−$12,895.29,768Direct
Dec 20, 2021Class A Common StockMOption exerciseAcquired+3,750––13,518Direct
Dec 21, 2021Class A Common StockSSaleDisposed−756$33.32−$25,189.9212,762Direct
Dec 21, 2021Class A Common StockSSaleDisposed−509$34.01−$17,311.0912,253Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 17, 2021Class A Common StockMOption exerciseDisposed−3,750––48,750Direct
Dec 20, 2021Class A Common StockMOption exerciseDisposed−3,750––45,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)