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QVT Financial LP's Form 4 filing

MP Materials Corp. (MP) · filed Dec 20, 2021

Accession no.
0000899243-21-049004
Filed
Dec 20, 2021
Trade date
Dec 16-17, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 15 non-derivative transactions. Open-market sales total $20.5M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
QVT Financial LPCIK 0001290162Director, 10% Owner, Other: Director by Deputization

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 16, 2021Class A Common StockSSaleDisposed−105,568$41.95−$4,428,577.69,917,021Indirect
Dec 16, 2021Class A Common StockSSaleDisposed−17,297$41.95−$725,609.151,624,020Indirect
Dec 16, 2021Class A Common StockSSaleDisposed−85,535$41.95−$3,588,193.258,035,552Indirect
Dec 16, 2021Class A Common StockSSaleDisposed−37,182$43.60−$1,621,135.29,879,839Indirect
Dec 16, 2021Class A Common StockSSaleDisposed−6,092$43.60−$265,611.21,617,928Indirect
Dec 16, 2021Class A Common StockSSaleDisposed−30,126$43.60−$1,313,493.68,005,426Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−507$42.49−$21,542.439,879,332Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−83$42.49−$3,526.671,617,845Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−410$42.49−$17,420.98,005,016Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−50,656$42.40−$2,147,814.49,828,676Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−8,299$42.40−$351,877.61,609,546Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−41,045$42.40−$1,740,3087,963,971Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−50,656$42.44−$2,149,840.649,778,020Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−8,299$42.44−$352,209.561,601,247Indirect
Dec 17, 2021Class A Common StockSSaleDisposed−41,045$42.44−$1,741,949.87,922,926Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)