Lu Cheng's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Dec 17, 2021
- Accession no.
- 0000899243-21-048909
- Filed
- Dec 17, 2021
- Trade date
- Dec 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $573.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu ChengCIK 0001851981 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +21,875 | – | – | 1,688,764 | Direct | |
| Dec 16, 2021 | Class A Common Stock | SSaleDisposed | −2,449 | $33.71 | −$82,555.79 | 1,686,315 | Direct | |
| Dec 16, 2021 | Class A Common Stock | SSaleDisposed | −6,017 | $34.33 | −$206,563.61 | 1,680,298 | Direct | |
| Dec 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +21,875 | – | – | 1,702,173 | Direct | |
| Dec 17, 2021 | Class A Common Stock | SSaleDisposed | −3,338 | $31.88 | −$106,415.44 | 1,698,835 | Direct | |
| Dec 17, 2021 | Class A Common Stock | SSaleDisposed | −5,477 | $32.47 | −$177,838.19 | 1,693,358 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −21,875 | – | – | 240,625 | Direct | |
| Dec 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −21,875 | – | – | 218,750 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.