OCM Growth Holdings LLC's Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Dec 10, 2021
- Accession no.
- 0000899243-21-047819
- Filed
- Dec 10, 2021, 8:09 PM ET
- Trade date
- Dec 6-10, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $1.35M. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| OCM Growth Holdings LLCCIK 0001693272 | Director, 10% Owner |
| BROOKFIELD CorpCIK 0001001085 | 10% Owner |
| Oaktree Fund GP I, L.P.CIK 0001402746 | 10% Owner |
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | 10% Owner |
| Oaktree Capital I, L.P.CIK 0001403530 | 10% Owner |
| Brookfield OCM Holdings II, LLCCIK 0001407178 | 10% Owner |
| Brookfield OCM Holdings, LLCCIK 0001407181 | 10% Owner |
| Oaktree Fund GP, LLCCIK 0001499005 | 10% Owner |
| BAM Partners TrustCIK 0001861643 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +8,566 | $13.61 | +$116,572.98 | 19,564,268 | Direct | |
| Dec 7, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +29,378 | $13.49 | +$396,206.4 | 19,593,646 | Direct | |
| Dec 8, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +23,050 | $12.80 | +$295,021.56 | 19,616,696 | Direct | |
| Dec 9, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +21,158 | $13.19 | +$278,989.39 | 19,657,797 | Direct | |
| Dec 10, 2021 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +19,943 | $13.21 | +$263,429.08 | 19,677,297 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.