Cerminara Kyle's Form 4 filing
FG Nexus Inc. (FGNX) · filed Dec 9, 2021
- Accession no.
- 0000899243-21-047627
- Filed
- Dec 9, 2021, 9:01 PM ET
- Trade date
- Nov 29-Dec 8, 2021
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $238.5K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cerminara KyleCIK 0001619991 | Director, 10% Owner |
| BK Technologies CorpCIK 0000002186 | 10% Owner |
| FG Group Holdings Inc.CIK 0000946454 | 10% Owner |
| Moglia Joseph HCIK 0001187586 | 10% Owner |
| Fundamental Global GP, LLCCIK 0001878780 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | SSaleDisposed | −2,003 | $25.00 | −$50,075 | 16,976 | Indirect | |
| Dec 8, 2021 | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | SSaleDisposed | −7,618 | $24.73 | −$188,393.14 | 9,358 | Indirect | |
| Nov 29, 2021 | COMMON STOCK, PAR VALUE $0.01 PER SHARE | OLess common codeAcquired | +600,000 | $4.00 | +$2,400,000 | 1,638,409 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | COMMON STOCK | OLess common codeDisposed | −600,000 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.