Musk Elon's Form 4 filing
Tesla, Inc. (TSLA) · filed Dec 9, 2021
- Accession no.
- 0000899243-21-047607
- Filed
- Dec 9, 2021
- Trade date
- Dec 9, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 1 derivative transaction. Open-market sales total $555.2M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Musk ElonCIK 0001494730 | Director, Officer (CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseAcquired | +2,165,241 | $6.24 | +$13,511,103.84 | 2,165,241 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −9,563 | $1,003.16F3 | −$9,593,219.08 | 2,155,678 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −18,534 | $1,004.14F4 | −$18,610,730.76 | 2,137,144 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −10,477 | $1,005.13F5 | −$10,530,747.01 | 2,126,667 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −8,991 | $1,005.95F6 | −$9,044,496.45 | 2,117,676 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −9,329 | $1,007.23F7 | −$9,396,448.67 | 2,108,347 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −17,944 | $1,008.44F8 | −$18,095,447.36 | 2,090,403 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −20,199 | $1,009.37F9 | −$20,388,264.63 | 2,070,204 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −21,064 | $1,010.29F10 | −$21,280,748.56 | 2,049,140 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −4,996 | $1,011.16F11 | −$5,051,755.36 | 2,044,144 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −10,695 | $1,012.54F12 | −$10,829,115.3 | 2,033,449 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −13,076 | $1,013.58F13 | −$13,253,572.08 | 2,020,373 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −22,526 | $1,014.62F14 | −$22,855,330.12 | 1,997,847 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −21,514 | $1,015.60F15 | −$21,849,618.4 | 1,976,333 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −28,858 | $1,016.62F16 | −$29,337,619.96 | 1,947,475 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −23,042 | $1,017.47F17 | −$23,444,543.74 | 1,924,433 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −14,735 | $1,018.59F18 | −$15,008,923.65 | 1,909,698 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −4,549 | $1,019.53F19 | −$4,637,841.97 | 1,905,149 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −8,158 | $1,021.47F20 | −$8,333,152.26 | 1,896,991 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −15,415 | $1,022.41F21 | −$15,760,450.15 | 1,881,576 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −10,373 | $1,023.28F22 | −$10,614,483.44 | 1,871,203 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −2,488 | $1,024.39F23 | −$2,548,682.32 | 1,868,715 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −13,701 | $1,026.65F24 | −$14,066,131.65 | 1,855,014 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −4,440 | $1,027.84F25 | −$4,563,609.6 | 1,850,574 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −7,748 | $1,028.95F26 | −$7,972,304.6 | 1,842,826 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −26,592 | $1,030.11F27 | −$27,392,685.12 | 1,816,234 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −53,915 | $1,031.06F28 | −$55,589,599.9 | 1,762,319 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −67,297 | $1,032.07F29 | −$69,455,214.79 | 1,695,022 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −55,468 | $1,032.99F30 | −$57,297,889.32 | 1,639,554 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −17,765 | $1,033.97F31 | −$18,368,477.05 | 1,621,789 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseDisposed | −2,165,241 | $0.00 | $0 | 12,672,137 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,002.570 to $1,003.560, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,003.600 to $1,004.590, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,005.600 to $1,006.390, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,005.600 to $1,006.390, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,006.750 to $1,007.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,007.860 to $1,008.830, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,008.870 to $1,009.850, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,009.870 to $1,010.770, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,010.900 to $1,011.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,012.060 to $1,013.020, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,013.110 to $1,014.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,014.120 to $1,015.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,015.120 to $1,016.110, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,016.120 to $1,017.110, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,017.120 to $1,018.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,018.140 to $1,019.130, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,019.150 to $1,019.890, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,020.850 to $1,021.640, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F21
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,021.870 to $1,022.850, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F22
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,022.900 to $1,023.810, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F23
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,024.140 to $1,024.970, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F24
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,026.230 to $1,027.220, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F25
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,027.320 to $1,028.270, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F26
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,028.500 to $1,029.470, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F27
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,029.500 to $1,030.490, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F28
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,030.540 to $1,031.530, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F29
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,031.560 to $1,032.550, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F30
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,032.560 to $1,033.550, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F31
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,033.560 to $1,034.550, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 54 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.