Palikaras Georgios's Form 4 filing
Meta Materials Inc. (MMAT) · filed Nov 26, 2021
- Accession no.
- 0000899243-21-046151
- Filed
- Nov 26, 2021, 4:21 PM ET
- Trade date
- Nov 19-22, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.15M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Palikaras GeorgiosCIK 0001868840 | Director, Officer (CEO and President), 10% Owner |
| Geddes NadineCIK 0001884843 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | MOption exerciseAcquired | +1,627,709 | $0.00 | $0 | 4,278,701 | Direct | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −343,436 | $4.20 | −$1,444,079.69 | 3,935,265 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −174,851 | $4.02 | −$703,757.79 | 3,760,414 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | MOption exerciseDisposed | −151,709 | $0.27 | −$40,961.43 | 0 | Direct | |
| Nov 19, 2021 | Common Stock | MOption exerciseDisposed | −1,476,000 | $0.27 | −$398,520 | 1,476,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.