Rieder Richard M's Form 4 filing
BlackRock ESG Capital Allocation Term Trust (ECAT) · filed Nov 26, 2021
- Accession no.
- 0000899243-21-046127
- Filed
- Nov 26, 2021
- Trade date
- Nov 23-24, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions. Open-market purchases total $670.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rieder Richard MCIK 0001436848 | Other: Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +257 | $19.45 | +$4,998.65 | 57,757 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +3,085 | $19.45 | +$60,003.25 | 60,842 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +1,285 | $19.45 | +$24,993.25 | 62,127 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +3,856 | $19.45 | +$74,999.2 | 65,983 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +771 | $19.45 | +$14,995.95 | 66,754 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +1,542 | $19.45 | +$29,991.9 | 68,296 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +2,571 | $19.45 | +$50,005.95 | 70,867 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +1,028 | $19.45 | +$19,994.6 | 71,895 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +800 | $19.20 | +$15,360 | 72,695 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +10,283 | $19.45 | +$200,004.35 | 82,978 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +1,028 | $19.45 | +$19,994.6 | 84,006 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +1,028 | $19.45 | +$19,994.6 | 85,034 | Direct | |
| Nov 23, 2021 | Common Stock | PPurchaseAcquired | +2,571 | $19.45 | +$50,005.95 | 87,605 | Direct | |
| Nov 24, 2021 | Common Stock | PPurchaseAcquired | +4,409 | $19.20 | +$84,652.8 | 92,014 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.