Fairbairn Robert W's Form 4 filing
BlackRock Capital Allocation Term Trust (BCAT) · filed Nov 24, 2021
- Accession no.
- 0000899243-21-046022
- Filed
- Nov 24, 2021
- Trade date
- Nov 22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market sales total $1.05M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fairbairn Robert WCIK 0001376962 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | SSaleDisposed | −101 | $19.77 | −$1,996.77 | 58,318.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −1,399 | $19.78 | −$27,672.22 | 56,919.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −40 | $19.76 | −$790.4 | 56,879.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −60 | $19.75 | −$1,185 | 56,819.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −840 | $19.76 | −$16,598.4 | 55,979.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −200 | $19.75 | −$3,950 | 55,779.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −3,500 | $19.72 | −$69,020 | 52,279.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −100 | $19.74 | −$1,974 | 52,179.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −1,660 | $19.74 | −$32,768.4 | 50,519.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −7,100 | $19.73 | −$140,083 | 43,419.14 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −38,141 | $19.69 | −$750,996.29 | 5,278.14 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.