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Jacobson Matthew's Form 4 filing

Braze, Inc. (BRZE) · filed Nov 23, 2021

Accession no.
0000899243-21-045840
Filed
Nov 23, 2021
Trade date
Nov 19, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions and 24 derivative transactions. Open-market purchases total $21.1M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jacobson MatthewCIK 0001783518Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2021Common StockCConversionAcquired+5,224,142–F1–5,517,290IndirectDuplicate filing
Nov 19, 2021Common StockJOtherDisposed−5,517,290–F2–0IndirectDuplicate filing
Nov 19, 2021Common StockCConversionAcquired+5,582,061–F1–5,895,292IndirectDuplicate filing
Nov 19, 2021Common StockJOtherDisposed−5,895,292–F2–0IndirectDuplicate filing
Nov 19, 2021Common StockCConversionAcquired+924,889–F1–924,889IndirectDuplicate filing
Nov 19, 2021Common StockJOtherDisposed−924,889–F2–0IndirectDuplicate filing
Nov 19, 2021Common StockCConversionAcquired+1,424,796–F1–1,424,796IndirectDuplicate filing
Nov 19, 2021Common StockJOtherDisposed−1,424,796–F2–0IndirectDuplicate filing
Nov 19, 2021Class A Common StockPPurchaseAcquired+144,576$65.00+$9,397,440144,576IndirectDuplicate filing
Nov 19, 2021Class A Common StockPPurchaseAcquired+180,424$65.00+$11,727,560180,424IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 19, 2021Common StockCConversionDisposed−348,940$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−372,847$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−294,274$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−453,327$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−261,301$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−279,203$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−198,575$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−212,180$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−36,820$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−39,343$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−615,922$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−948,834$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−11,487$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−12,273$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−3,600,514$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−3,847,198$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−766,505$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−819,017$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−14,693$0.00$00IndirectDuplicate filing
Nov 19, 2021Common StockCConversionDisposed−22,635$0.00$00IndirectDuplicate filing
Nov 19, 2021Class A Common StockJOtherAcquired+5,517,290$0.00$05,517,290IndirectDuplicate filing
Nov 19, 2021Class A Common StockJOtherAcquired+5,895,292$0.00$05,895,292IndirectDuplicate filing
Nov 19, 2021Class A Common StockJOtherAcquired+924,889$0.00$0924,889IndirectDuplicate filing
Nov 19, 2021Class A Common StockJOtherAcquired+1,424,796$0.00$01,424,796IndirectDuplicate filing

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Immediate prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A Preferred Stock-NV, Series A-1 Preferred Stock, Series A-1 Preferred Stock-NV, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock (collectively, the "Preferred Stock") automatically converted on a one-for-one basis into common stock of the Issuer (the "Common Stock").

Referenced by the price of 4 transactions in Table I.

F2

Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Referenced by the price of 4 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)