Stampacchia Otello's Form 4 filing
Replimune Group, Inc. (REPL) · filed Nov 23, 2021
- Accession no.
- 0000899243-21-045798
- Filed
- Nov 23, 2021, 4:53 PM ET
- Trade date
- Nov 19-22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.57M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stampacchia OtelloCIK 0001361712 | Director |
| Omega Fund IV, L.P.CIK 0001528382 | Director, 10% Owner |
| Omega Fund IV GP, L.P.CIK 0001528383 | 10% Owner |
| Omega Fund IV G.P. Manager, Ltd.CIK 0001624456 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | SSaleDisposed | −34,845 | $34.54F1,F2 | −$1,203,546.3 | 4,773,959 | Direct | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −417 | $34.80F1,F3 | −$14,511.6 | 4,773,542 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −10,162 | $34.70F1,F4 | −$352,621.4 | 4,763,380 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares were sold pursuant to a Rule 10b5-1 trading plan.
Referenced by the price of 3 transactions in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.76 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.80 to $34.81 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.01 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
Referenced by the price of 1 transaction in Table I.